Corporate Governance

Board of Directors

Guang Yang	Executive Chairman
Robert Chersi	Lead Independent Director
Maliz Beams	Director
Andrew Kim	Director
Reginald Love	Director
John Paulson	Director
Barbara Trebbi	Director

Governance Documents

Committee Charters

Date Download

September 30, 2014 Audit Committee Charter 44 KB

September 29, 2014 Nominating and Corporate Governance Committee Charter 28 KB

September 28, 2014 Compensation Committee Charter 41 KB

Governance Documents

Download

Corporate Governance Guidelines 40 KB

Code of Business Conduct and Ethics Policy 152 KB

Related Person Transaction Policy 66 KB

SOX Code of Ethics for CEO and Senior Financial Officers Policy 55 KB

UK Statutory Reporting

Date Download

April 5, 2017 2016 UK Annual Reports and Accounts 1.44 MB

Committee Composition

Audit Committee

Robert Chersi - Chair

Maliz Beams - Member

Barbara Trebbi - Member

Compensation Committee

Barbara Trebbi - Chair

Maliz Beams - Member

Robert Chersi - Member

Andrew Kim - Member

Reginald Love - Member

Nominating & Corporate Governance Committee

John Paulson - Chair

Robert Chersi - Member

Reginald Love - Member

Barbara Trebbi - Member

Whistleblower Hotline

If you suspect illegal or unethical behavior related to any of the company’s operations, you can communicate it anonymously.

REPORT THE INCIDENT

Toll Free Call: 1-866-921-6714
Email: bsig@integritycounts.ca
Website: www.integritycounts.ca/org/BrightSphere

Copies of the above Corporate Governance Documents will be provided without charge to any person upon request to Rich Hart, Millennium Bridge House 2 Lambeth Hill, London EC4V 4GG, United Kingdom. Additionally, a copy of the Articles of Association will be provided without charge to any shareholder upon similar request.